The focus of the seminar will be on what to do when faced with a regulatory investigation, from understanding the potential issues, the exposure to your management and your organisation, how to gather information and interview employees, legal privilege and other legal issues you need to understand, how to carry out effective remediation and how to navigate settlement negotiations. We will also cover common mistakes when handling an investigation, the consequences and potential penalties for such mishandling and provide some practical tips for senior management and in-house legal and compliance when faced with an investigation. Case studies will be used to illustrate the issues discussed.
Ms Jill Wong
To enrol, please click the below enrolment form: [Priority to Fellow and Practitioner Endorsement (PE) holder]
Seminar Enrolment Form (for individuals)
Seminar Enrolment Form (Corporate Package)